Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tricia? Claim Your ProfileTricia Elliott is a financial advisor with Empower Advisory Group, LLC. Tricia has been in the financial services industry since 2014. Tricia holds the Series 65, Series 63, Series 53, Series 4, Series 24, Series 52TO, SIE, and Series 7 licenses. Tricia provides financial planning and portfolio management services to individuals, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities. Tricia is registered with the state of Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
07/18/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NE
07/31/2020 - 06/16/2022
TD AMERITRADE, INC. (OMAHA NE)
NE
05/01/2019 - 02/05/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
MO
08/25/2014 - 02/05/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
01/02/2018 - 09/10/2018
SCOTTRADE, INC. (ST LOUIS MO)
IA
Issued 03/26/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/12/2018
Series 4 - Registered Options Principal Examination
BC
Issued 03/14/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/02/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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