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Tricia Diane Easley

Fifth Third Securities, Inc.

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About Tricia Diane Easley

Tricia Diane Easley is a registered representative with Fifth Third Securities, Inc. Tricia has been in the securities industry since 2006. Tricia has Series 6 and Series 63 licenses. Tricia is also a registered Investment Advisor Representative in the state of Indiana. Tricia specializes in portfolio management for individuals and businesses. Tricia has experience in financial planning and the selection of other advisors. Tricia is also involved in a Sponsor Wrap Fee program.

Firm Information

Tricia Easley is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tricia Easley’s Registration & Firm History

IN

03/06/2017 - Present

Fifth Third Securities, Inc. (EVANSVILLE IN)

IL

05/26/2011 - 11/07/2012

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

IN

01/11/2007 - 05/06/2011

FIFTH THIRD SECURITIES, INC. (EVANSVILLE IN)

IN

02/08/2006 - 12/31/2006

FARMERS FINANCIAL SOLUTIONS, LLC (EVANSVILLE IN)

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Licenses & Designations

IA

Issued 02/28/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/28/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 10 public disclosures for Tricia Diane Easley. Review regulatory record here.
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