Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tricia? Claim Your ProfileTricia Proctor has been in the financial services industry since August 14, 2001. Tricia is currently registered with Sammons Financial Network, LLC and is located in West Des Moines, IA. Tricia is also registered with the state of Iowa. Previously, Tricia worked at Parkland Securities, LLC, ING Financial Partners, Inc., and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
01/04/2017 - Present
Sammons Financial Network, LLC (WEST DES MOINES IA)
IA
01/24/2013 - 12/31/2016
PARKLAND SECURITIES, LLC (WEST DES MOINES IA)
IA
03/20/2007 - 12/13/2012
ING FINANCIAL PARTNERS, INC. (DES MOINES IA)
IA
07/02/2001 - 03/19/2007
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 12/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2009
Series 7 - General Securities Representative Examination
BC
Issued 06/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Tricia Proctor is the right advisor for you? Invested Better is here to help.
