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Trevor Ronald Tuminski

Kroll Securities LLC

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About Trevor Ronald Tuminski

Trevor Tuminski is a financial advisor with Kroll Securities LLC. Trevor has been in the financial services industry since April 28, 2005. He is registered with FINRA and holds a Series 6, 7, 63 and 66 license. Trevor has previously worked at Velocity Clearing, LLC, WPS Prime Services, LLC, Marwood Group Research, Marwood Group, Securities America, Inc., and Pruco Securities Corporation.

Firm Information

Trevor Tuminski is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Trevor Tuminski’s Registration & Firm History

NY

01/03/2023 - Present

Kroll Securities LLC (NEW YORK NY)

NY

06/22/2021 - 05/03/2022

VELOCITY CLEARING, LLC (New York NY)

NY

08/18/2014 - 08/06/2021

WPS PRIME SERVICES, LLC (Rye NY)

NY

01/29/2009 - 05/28/2014

MARWOOD GROUP RESEARCH (NEW YORK NY)

NY

01/25/2005 - 02/03/2009

MARWOOD GROUP (NEW YORK NY)

NE

12/06/1999 - 05/12/2000

SECURITIES AMERICA, INC. (LAVISTA NE)

NJ

06/18/1999 - 08/28/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 03/07/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/24/2005

Series 7 - General Securities Representative Examination

BC

Issued 06/17/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Trevor Ronald Tuminski.
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