Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trevor? Claim Your ProfileTrevor Oneil Yates is an active investment advisor representative who has been in the industry since May 9, 2016. Trevor is registered with Morgan Stanley in Chapel Hill, North Carolina. Trevor previously worked at E*TRADE SECURITIES LLC in Sandy, Utah. Trevor is licensed in 53 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Trevor holds several industry licenses, including the Series 63, Series 65, Series 7, Series 9, Series 10, Series 99TO, and SIE. Trevor specializes in working with individuals, high-net-worth individuals, corporations, insurance companies, investment companies, charitable organizations, banking and thrift institutions, and pension and profit-sharing plans. Trevor offers a wide range of investment advisory services, including financial planning, portfolio management, asset allocation advice, educational seminars, selection of other advisors, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
11/12/2020 - Present
Morgan Stanley (CHAPEL HILL NC)
UT
04/28/2016 - 01/26/2017
E*TRADE SECURITIES LLC (SANDY UT)
IA
Issued 11/12/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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