Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trevor? Claim Your ProfileTrevor Lewis Upton is a financial advisor who has been in the industry since April 19, 2006. Trevor is currently registered with Keybanc Capital Markets Inc. Prior to that, Trevor was registered with Pacific Crest Securities LLC, Janus Distributors LLC and T. Rowe Price Investment Services, Inc. Trevor has Series 6, 7, 63, and 87 licenses. Trevor is currently registered in Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OR
04/13/2015 - Present
Keybanc Capital Markets Inc. (PORTLAND OR)
OR
06/04/2013 - 04/13/2015
PACIFIC CREST SECURITIES LLC (PORTLAND OR)
CO
11/04/2008 - 05/31/2013
JANUS DISTRIBUTORS LLC (DENVER CO)
CO
04/06/2006 - 10/23/2008
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
BC
Issued 04/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/05/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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