Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trevor? Claim Your ProfileTrevor James Smallwood is an investment advisor representative with Clinton Investment Management, LLC. Trevor has been in the industry for over 20 years and has held several roles at other firms including Foreside Fund Services, LLC and ALPS Distributors, Inc. He has also worked as a financial advisor at Merrill Lynch and Nuveen Investments. Trevor has a wide range of experience in providing investment advice to individuals, businesses, and investment companies. He is also well-versed in providing portfolio management services. Trevor holds Series 63, 65, and 66 licenses. He also holds a Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
04/08/2024 - Present
Clinton Investment Management, LLC (STAMFORD CT)
ME
08/18/2023 - 11/15/2023
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
CO
09/01/2015 - 12/03/2020
ALPS DISTRIBUTORS, INC. (DENVER CO)
ME
12/12/2012 - 08/31/2015
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NJ
08/25/2011 - 11/06/2012
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
NY
11/07/2006 - 08/29/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
11/16/2001 - 08/18/2006
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
IA
Issued 04/08/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
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