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Trevor Ian Richards

Cambridge Investment Research, Inc.

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About Trevor Ian Richards

Trevor Richards is a financial advisor with Cambridge Investment Research, Inc. Trevor has been in the financial services industry since 2008. Trevor holds the Series 7, Series 24, Series 63, and Series 99TO licenses. Trevor is registered in Iowa.

Firm Information

Trevor Richards is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Trevor Richards’s Registration & Firm History

IA

05/05/2008 - Present

Cambridge Investment Research, Inc. (FAIRFIELD IA)

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Licenses & Designations

BC

Issued 12/28/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Trevor Ian Richards. Review regulatory record here.
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