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Trevor David Moffitt

Mizuho Securities USA LLC

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About Trevor David Moffitt

Trevor David Moffitt is a securities professional with over 20 years of experience in the financial industry. Trevor has a strong background in investment banking and has held roles at several leading financial institutions, including Morgan Stanley & Co. LLC, Barclays Capital Inc., Credit Suisse Securities (USA) LLC, and Citigroup Global Markets Inc. Trevor is currently registered with Mizuho Securities USA LLC and holds Series 7, 63, and SIE licenses. Trevor is dedicated to providing clients with high-quality investment advice and services.

Firm Information

Trevor Moffitt is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Trevor Moffitt’s Registration & Firm History

NY

04/12/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

08/09/2017 - 04/21/2023

MORGAN STANLEY & CO. LLC (New York NY)

NY

07/17/2013 - 07/17/2017

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

04/20/2005 - 01/20/2012

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

11/10/2003 - 05/06/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/12/2000 - 09/05/2003

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/18/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Trevor David Moffitt.
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