Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trevor? Claim Your ProfileTrevor C Tate is a securities professional with over 10 years of experience in the financial services industry. Trevor currently works for DFA Securities LLC, a registered broker-dealer. Prior to this, Trevor worked for HSBC Securities (USA) Inc. Trevor is licensed to sell securities in the state of North Carolina and has passed the Series 63, SIE and Series 7 exams. Trevor is currently registered with FINRA and DFA Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
09/24/2018 - Present
DFA Securities LLC (CHARLOTTE NC)
NY
11/13/2008 - 11/07/2012
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 03/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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