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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Trevor? Claim Your ProfileTrevor Schwartz is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Los Gatos, CA. Trevor has been in the financial services industry since 1995. Trevor is registered as a broker-dealer and investment advisor in multiple states. Trevor has a variety of licenses and certifications, including Series 7, 63, 65, 9, 10, 31, and SIE. Trevor is also a Certified Financial Planner. Trevor has experience in a wide range of financial services, including financial planning, portfolio management for individuals and businesses, and pension consulting. Trevor is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
10/04/2021 - Present
Raymond James Financial Services Advisors, Inc. (Los Gatos CA)
CA
08/16/2013 - 10/04/2021
RAYMOND JAMES & ASSOCIATES, INC. (SAN JOSE CA)
CA
12/05/2008 - 08/30/2013
UBS FINANCIAL SERVICES INC. (LOS GATOS CA)
CA
04/02/2007 - 12/08/2008
MORGAN STANLEY & CO. INCORPORATED (SAN JOSE CA)
CA
08/30/1996 - 04/02/2007
MORGAN STANLEY DW INC. (SAN JOSE CA)
CO
07/19/1995 - 08/12/1996
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 02/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 07/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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