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Trent Thomas Cunningham

Kestra Investment Services, LLC

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About Trent Thomas Cunningham

Trent Cunningham is a financial advisor at Kestra Investment Services, LLC. Trent is licensed to provide financial advice in Indiana and Kentucky. Trent has been in the financial industry since December 10, 2022, previously working at Northwestern Mutual Investment Services, LLC. Trent holds the Series 63, Series 7TO, and Series 6TO securities licenses, as well as the SIE exam. Trent is a knowledgeable and experienced financial advisor who can help clients achieve their financial goals.

Firm Information

Trent Cunningham is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Trent Cunningham’s Registration & Firm History

KY

04/08/2024 - Present

Kestra Investment Services, LLC (Louisville KY)

KY

12/06/2022 - 04/02/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOUISVILLE KY)

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Licenses & Designations

BC

Issued 12/20/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/03/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Trent Thomas Cunningham.
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