Unclaimed
Trent Walters is a broker registered with Mufg Securities Americas Inc. Trent is licensed in 51 states and has been in the securities industry since November 2018. Trent has passed the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79) and the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/12/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 12/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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