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Travis William Pfander

Jane Street Capital, LLC

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About Travis William Pfander

Travis Pfander is a registered representative with Jane Street Capital, LLC, based in New York, NY. Travis has over 9 years of experience in the securities industry and has held previous positions with JANE STREET OPTIONS, LLC and Goldman, Sachs & Co.. Travis holds a Series 63 license, as well as Series 7, Series 57, Series 79 and SIE licenses.

Firm Information

Travis Pfander is currently registered with Jane Street Capital, LLC. Jane Street Capital, LLC is a Limited Liability Company formed on August 31, 1999. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Travis Pfander’s Registration & Firm History

NY

10/27/2017 - Present

Jane Street Capital, LLC (New York NY)

NY

10/27/2017 - 06/11/2019

JANE STREET OPTIONS, LLC (NEW YORK NY)

NY

09/08/2011 - 04/29/2015

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2017

Series 57 - Securities Trader Exam

BC

Issued 07/16/2014

Series 7 - General Securities Representative Examination

BC

Issued 09/07/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Travis William Pfander.
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