Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Voccia is a financial advisor at Morgan Stanley. Travis has been working in the financial services industry since November 5, 2016. Travis previously worked at Ameriprise Financial Services, LLC, J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, and Oppenheimer & Co. Inc.. Travis is registered in 54 states and the District of Columbia. Travis is also a Registered Representative of FINRA and holds the Series 7, Series 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
01/03/2023 - Present
Morgan Stanley (Palm Beach FL)
FL
05/17/2019 - 07/07/2021
AMERIPRISE FINANCIAL SERVICES, LLC (BOCA RATON FL)
FL
08/03/2016 - 05/24/2019
J.P. MORGAN SECURITIES LLC (PALM BEACH GARDENS FL)
FL
07/16/2015 - 04/05/2016
WELLS FARGO ADVISORS, LLC (WEST PALM BEACH FL)
FL
09/17/2014 - 03/06/2015
OPPENHEIMER & CO. INC. (BOCA RATON FL)
BOTH
Issued 11/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Travis Voccia is the right advisor for you? Invested Better is here to help.
