Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Tyler Prentice is a financial advisor with over 20 years of experience in the industry. Travis has a Series 7 and Series 65 license. Travis is currently registered with EAM Investors, LLC and previously worked with Nicholas-Applegate Securities LLC and Nicholas-Applegate Securities (A California Limited Partnership). Travis specializes in providing investment advice to high net worth individuals, investment companies, pooled investment vehicles, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
EAM Investors, LLC (SOLANA BEACH CA)
CA
12/13/2000 - 08/20/2007
NICHOLAS-APPLEGATE SECURITIES LLC (SAN DIEGO CA)
CA
12/03/1998 - 04/06/2000
NICHOLAS-APPLEGATE SECURITIES (A CALIFORNIA LIMITED PARTNERSHIP) (SAN DIEGO CA)
IA
Issued 07/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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