Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Steed is a registered representative with Bofa Securities, Inc., based in Atlanta, GA. Travis has been in the financial industry since 2011. Travis has a broad range of experience working for financial firms including Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Cantor Fitzgerald & Co. Travis is licensed to provide securities related advice and services in 27 states. Travis specializes in providing research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
GA
01/19/2022 - Present
Bofa Securities, Inc. (ATLANTA GA)
NY
02/04/2021 - 01/20/2022
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/10/2019 - 02/03/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
11/13/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/01/2017 - 11/13/2017
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
07/25/2013 - 04/26/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/01/2011 - 07/26/2013
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 09/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/05/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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