Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Scott Koch is a registered investment advisor representative with Moors & Cabot, Inc. Travis has been in the industry since June 2004. Travis is a licensed investment advisor in Florida and Wisconsin. Travis has a background in the financial services industry, previously working at BMO Harris Financial Advisors, Inc. and M&I Financial Advisors, Inc. Travis specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Travis also volunteers as a board member of the University of Minnesota Alumni Association SW Florida Chapter.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/16/2020 - Present
Moors & Cabot, Inc. (NAPLES FL)
FL
08/01/2012 - 11/14/2019
BMO HARRIS FINANCIAL ADVISORS, INC. (NAPLES FL)
WI
12/10/2008 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (APPLETON WI)
WI
06/16/2004 - 12/01/2008
EDWARD JONES (KAUKAUNA WI)
IA
Issued 05/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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