Unclaimed
Travis Tupper is a registered representative with Kovack Securities Inc. Travis has been in the securities industry since June 26, 2013. Travis is registered in South Dakota. Travis holds the Series 6, Series 63 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SD
09/06/2018 - Present
Kovack Securities Inc. (ABERDEEN SD)
SD
06/27/2013 - 09/05/2018
NYLIFE SECURITIES LLC (webster SD)
BC
Issued 07/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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