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Travis Robert Tupper

Kovack Securities Inc.

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About Travis Robert Tupper

Travis Tupper is a registered representative with Kovack Securities Inc. Travis has been in the securities industry since June 26, 2013. Travis is registered in South Dakota. Travis holds the Series 6, Series 63 and SIE securities licenses.

Firm Information

Travis Tupper is currently registered with Kovack Securities Inc.. Kovack Securities Inc. is a Corporation formed in 1997 and is approved in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Travis Tupper’s Registration & Firm History

SD

09/06/2018 - Present

Kovack Securities Inc. (ABERDEEN SD)

SD

06/27/2013 - 09/05/2018

NYLIFE SECURITIES LLC (webster SD)

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Licenses & Designations

BC

Issued 07/26/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Travis Robert Tupper. Review regulatory record here.
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