Unclaimed
Travis Richard Boothe is a financial advisor with Northwestern Mutual Investment Services, LLC. Boothe has been in the industry since June 1, 2011. Boothe has a Series 6, 7 and 63 securities license and the SIE exam. Boothe is registered in Florida, Illinois, Kansas and Texas. Boothe is located in Naperville, IL at the firm's office at 55 Shuman Blvd Ste 600. Northwestern Mutual Investment Services, LLC is an investment advisor registered with the Securities and Exchange Commission. The firm's main office is located in Milwaukee, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
06/01/2011 - Present
Northwestern Mutual Investment Services, LLC (Naperville IL)
BC
Issued 03/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 05/31/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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