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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Pierce is a financial advisor associated with LPL Financial LLC with offices in LUVERNE, Minnesota. Travis Pierce has been in the industry for 28 years and holds a Series 6, 7, 24, 51, 63 and 65. Travis Pierce is registered with the state of Iowa as an Investment Advisor Representative, as well as a Broker in several states including: Arizona, California, Illinois, Iowa, Minnesota, Missouri, Montana, North Dakota, South Dakota, and Wisconsin. In addition to their work with LPL Financial LLC, Travis Pierce also has experience with Raymond James Financial Services, Inc. and Investment Centers of America, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/20/2013 - Present
LPL Financial LLC (LUVERNE MN)
SD
06/28/2001 - 01/07/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (GARRETSON SD)
WI
07/27/1999 - 07/02/2001
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
NJ
04/24/1995 - 02/26/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 06/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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