Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Boren is a financial advisor with Purshe Kaplan Sterling Investments. Travis holds the Series 6, 7, 63, and SIE licenses, and has been working in the financial industry since April 3, 2014. Travis is registered in Texas. Previously, Travis was employed by Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/15/2023 - Present
Purshe Kaplan Sterling Investments (SAN FRANCISCO CA)
TX
08/27/2012 - 07/09/2021
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 09/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/26/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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