Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Preston Tunnell is a financial advisor with UBS Financial Services Inc., a firm that manages more than $50 billion in assets. Travis has been a financial advisor for over 8 years, having previously worked at Merrill Lynch and J.P. Morgan Securities. Travis holds the Series 7, Series 55, Series 79, Series 57TO and SIE licenses, and has a wide range of experience and expertise in the financial industry. He is registered in all 50 states and the District of Columbia. Travis is dedicated to helping clients achieve their financial goals and specializes in portfolio management for individuals and businesses, as well as financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/01/2022 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
09/15/2017 - 10/26/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/24/2014 - 04/25/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 06/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/21/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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