Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Moss is a financial advisor with over 24 years of experience in the industry. Travis has been registered with Stifel, Nicolaus & Company, Inc. since January 21, 2016 and has worked with a variety of firms including J.P. Morgan Securities LLC, Citigroup Global Markets Inc., and Credit Suisse Securities (USA) LLC. Travis is currently located in Dallas, Texas and specializes in retirement planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/21/2016 - Present
Stifel, Nicolaus & Company, Inc. (DALLAS TX)
TX
01/16/2015 - 02/17/2016
CREDIT SUISSE SECURITIES (USA) LLC (DALLAS TX)
TX
03/06/2009 - 01/20/2015
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
07/10/2007 - 04/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
OK
09/16/1998 - 07/06/2007
BANC OF AMERICA SECURITIES LLC (TULSA OK)
BOTH
Issued 07/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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