Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Gray is a financial advisor with Wells Fargo Clearing Services, LLC. Travis has been in the industry since 2007 and has a strong background in providing investment advice to individuals and businesses. Travis has a wide range of experience in financial planning, portfolio management, and investment consulting services. Travis is a registered representative of Wells Fargo Clearing Services, LLC, a member of FINRA/SIPC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
09/29/2022 - Present
Wells Fargo Clearing Services, LLC (Salt Lake City UT)
UT
06/05/2014 - 07/19/2021
MORGAN STANLEY (SOUTH JORDAN UT)
UT
12/07/2011 - 06/21/2012
E*TRADE SECURITIES LLC (SANDY UT)
UT
03/28/2006 - 12/13/2011
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
CA
11/02/2000 - 10/18/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
09/28/2000 - 10/18/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
09/29/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
07/25/2000 - 09/14/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
07/14/2000 - 09/14/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
GA
09/10/1999 - 06/23/2000
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 01/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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