Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis O'dell Tullock is a financial advisor with Principal Securities, Inc., based in Des Moines, Iowa. Travis has been in the financial services industry since August 27, 2014, and has a strong track record of success in helping clients achieve their financial goals. Travis is a licensed representative in Iowa, California, and Hawaii. Travis has a wide range of experience in financial planning, investment management, and retirement planning. Travis is committed to providing clients with personalized financial advice and strategies to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
04/14/2022 - Present
Principal Securities, Inc. (DES MOINES IA)
CA
11/23/2021 - 01/07/2022
MMA SECURITIES LLC (San Diego CA)
CA
08/27/2018 - 10/12/2021
PRINCIPAL SECURITIES, INC. (SAN DIEGO CA)
CA
11/07/2014 - 09/10/2015
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
04/11/2013 - 07/09/2013
SECURITIES AMERICA, INC. (SAN DIEGO CA)
CA
03/15/2013 - 04/09/2013
MORGAN STANLEY (SAN DIEGO CA)
CA
12/24/2010 - 03/14/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
BC
Issued 08/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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