Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Michael Berglund is a financial advisor registered with LPL Financial LLC and has been in the industry since November 2006. Travis holds Series 7 and Series 63 securities licenses, and Series 65 Investment Advisor license. Travis Michael Berglund is also registered to provide investment advice in Arizona, California, Colorado, Georgia, Idaho, Montana, North Carolina, Oregon, Texas, and Washington. Travis is a licensed financial advisor in the state of Washington and is also registered to provide investment advice in Arizona, California, Colorado, Georgia, Idaho, Montana, North Carolina, Oregon, Texas, and Washington. Travis Michael Berglund's experience includes working at ESSEX NATIONAL SECURITIES, LLC and Financial Advocates Investment Management. The current office locations where Travis Michael Berglund works are in Sequim, WA, and Port Angeles, WA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
11/19/2024 - Present
LPL Financial LLC (SEQUIM WA)
WA
10/11/2011 - 04/13/2015
ESSEX NATIONAL SECURITIES, LLC (PORT ANGELES WA)
WA
11/14/2006 - 10/27/2011
LPL FINANCIAL LLC (PORT ANGELES WA)
IA
Issued 12/15/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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