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Travis Matthew Carr

Purshe Kaplan Sterling Investments

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About Travis Matthew Carr

Travis Matthew Carr is a registered representative of Purshe Kaplan Sterling Investments, a firm based in Malta, NY. Travis Carr has a Series 63 license and is registered in New York. Travis Carr is also qualified to sell investment company products, having passed the Series 6TO exam. Travis Carr started working with the firm in July 2024.

Firm Information

Travis Carr is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Travis Carr’s Registration & Firm History

NY

07/18/2024 - Present

Purshe Kaplan Sterling Investments (MALTA NY)

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Licenses & Designations

BC

Issued 08/08/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/18/2024

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Travis Matthew Carr.
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