Unclaimed
Travis Matthew Carr is a registered representative of Purshe Kaplan Sterling Investments, a firm based in Malta, NY. Travis Carr has a Series 63 license and is registered in New York. Travis Carr is also qualified to sell investment company products, having passed the Series 6TO exam. Travis Carr started working with the firm in July 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/18/2024 - Present
Purshe Kaplan Sterling Investments (MALTA NY)
BC
Issued 08/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2024
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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