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Travis Mahoney

Finalis Securities LLC

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About Travis Mahoney

Travis Mahoney is a Financial Advisor registered with Finalis Securities LLC. Travis has been in the industry since December 25, 2019 and is licensed to offer investment advice in California, Florida, Georgia, Illinois, and Minnesota. Travis holds the Series 63, Series 79TO and SIE licenses. Previously, Travis Mahoney was a financial advisor with BA Securities, LLC.

Firm Information

Travis Mahoney is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Travis Mahoney’s Registration & Firm History

NY

07/10/2020 - Present

Finalis Securities LLC (New York NY)

PA

12/18/2019 - 07/02/2020

BA SECURITIES, LLC (W. CONSHOHOCKEN PA)

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Licenses & Designations

BC

Issued 01/08/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/18/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/21/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Travis Mahoney.
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