Unclaimed
Travis Mahoney is a Financial Advisor registered with Finalis Securities LLC. Travis has been in the industry since December 25, 2019 and is licensed to offer investment advice in California, Florida, Georgia, Illinois, and Minnesota. Travis holds the Series 63, Series 79TO and SIE licenses. Previously, Travis Mahoney was a financial advisor with BA Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/10/2020 - Present
Finalis Securities LLC (New York NY)
PA
12/18/2019 - 07/02/2020
BA SECURITIES, LLC (W. CONSHOHOCKEN PA)
BC
Issued 01/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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