Invested Better
Unclaimed

Unclaimed

Unclaimed

Travis Lee Bateman

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Travis? Claim Your Profile

About Travis Lee Bateman

Travis Bateman is a registered representative with Fidelity Brokerage Services LLC. Travis Bateman is licensed in 53 states and holds Series 7TO, Series 9, Series 10, Series 63, and SIE licenses. Travis Bateman has been working in the financial industry since 2020. Travis Bateman's primary office location is in WESTLAKE, TX.

Firm Information

Travis Bateman is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Travis Bateman’s Registration & Firm History

TX

09/03/2020 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

Not sure if Travis Lee Bateman is right for you?

Licenses & Designations

BC

Issued 09/14/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/05/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/14/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/03/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Travis Lee Bateman.
Not sure if Travis Lee Bateman is right for you?