Unclaimed
Travis Bateman is a registered representative with Fidelity Brokerage Services LLC. Travis Bateman is licensed in 53 states and holds Series 7TO, Series 9, Series 10, Series 63, and SIE licenses. Travis Bateman has been working in the financial industry since 2020. Travis Bateman's primary office location is in WESTLAKE, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/03/2020 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 09/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/14/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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