Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Rogers is a Registered Representative with Calton & Associates, Inc., a firm with more than 375 registered representatives and 236 licensed agents. Travis has been in the industry since 1989 and has held previous positions at FIRST FINANCIAL EQUITY CORPORATION, ARQUE CAPITAL, LTD., and FOX & COMPANY INVESTMENTS INC. Travis is a Series 7 and Series 63 license holder and holds the Securities Industry Essentials Examination. Travis specializes in individual investors, corporations and other businesses, high net worth individuals, insurance companies, investment companies, charitable organizations, pension and profit sharing plans, and other investment advisers. Travis has an active registration in Arizona, California, New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
08/29/2011 - Present
Calton & Associates, Inc. (TAMPA FL)
AZ
09/16/2010 - 08/25/2011
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
AZ
12/03/2008 - 09/15/2010
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
AZ
04/18/1989 - 12/04/2008
FOX & COMPANY INVESTMENTS INC. (SCOTTSDALE AZ)
BC
Issued 04/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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