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Travis Jordan Penfield

49 Financial

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About Travis Jordan Penfield

Travis Penfield is a financial advisor registered with 49 Financial. Travis has been in the financial industry since 2012 and is licensed to provide investment advice in Texas. Travis is also a Registered Representative with Oakwood Capital Securities, Inc. Travis has a diverse background in financial services, including experience as an Investment Advisor Representative and Fixed Insurance Sales Agent. Travis has worked with both individuals and small business clients and has a proven track record of providing sound financial advice.

Firm Information

Travis Penfield is currently registered with 49 Financial. 49 Financial is an investment advisor registered with the SEC and headquartered in Austin, TX. The firm provides financial planning, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $566 million in assets for 3,364 clients, primarily high-net-worth individuals and other individuals.
49 Financial

916 S CAPITAL OF TEXAS HIGHWAY

AUSTIN, TX 78746

$566.22M

Assets Under Management

Not reported

Total Clients

105

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Travis Penfield’s Registration & Firm History

TX

01/04/2023 - Present

49 Financial (AUSTIN TX)

TX

10/23/2019 - 01/17/2024

PURSHE KAPLAN STERLING INVESTMENTS (Austin TX)

TX

09/11/2012 - 11/15/2019

AXA ADVISORS, LLC (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 10/01/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/23/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Travis Jordan Penfield. Review regulatory record here.
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