Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Williams is a financial advisor with Principal Securities, Inc. located in Carmel, CA. Travis has been in the financial services industry since 2009 and is a Series 6, Series 63, Series 65 and SIE licensed representative. Travis is also registered with the state of California. Prior to joining Principal Securities, Inc., Travis was employed by Farmers Financial Solutions, LLC, Pruco Securities, LLC., G.F. Investment Services, LLC, EDI Financial, Inc., National Planning Corporation and Sagepoint Financial, Inc. Travis specializes in financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
05/22/2023 - Present
Principal Securities, Inc. (CARMEL CA)
CA
05/20/2020 - 05/05/2023
FARMERS FINANCIAL SOLUTIONS, LLC (MONTEREY CA)
CA
05/26/2016 - 06/20/2018
FARMERS FINANCIAL SOLUTIONS, LLC (MISSION VIEJO CA)
CA
02/12/2015 - 10/02/2015
PRUCO SECURITIES, LLC. (IRVINE CA)
CA
05/08/2012 - 01/31/2014
G.F. INVESTMENT SERVICES, LLC (IRVINE CA)
CA
01/20/2011 - 03/28/2012
EDI FINANCIAL, INC. (IRVINE CA)
CA
07/13/2010 - 12/15/2010
NATIONAL PLANNING CORPORATION (IRVINE CA)
TX
08/04/2009 - 06/18/2010
EDI FINANCIAL, INC. (IRVING TX)
CA
04/20/2009 - 06/11/2009
SAGEPOINT FINANCIAL, INC. (IRVINE CA)
IA
Issued 11/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Travis Williams is the right advisor for you? Invested Better is here to help.
