Unclaimed
Travis Jerome Hughes is a financial professional with over 30 years of experience in the financial services industry. Travis is currently registered with Cetera Investment Advisers LLC in Texas as an Investment Advisor Representative. Travis has held previous roles with Investors Capital Corp., AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, and First Investors Corporation. Travis is a Certified Financial Planner and a Chartered Financial Consultant and specializes in providing financial planning services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/01/2024 - Present
Cetera Investment Advisers LLC (EL PASO TX)
TX
09/29/2008 - 10/03/2016
INVESTORS CAPITAL CORP. (EL PASO TX)
TX
03/29/1988 - 08/22/2008
AXA ADVISORS, LLC (EL PASO TX)
NY
03/29/1988 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
07/31/1986 - 03/02/1988
FIRST INVESTORS CORPORATION
IA
Issued 03/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/30/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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