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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Jeffrey Makings is an investment advisor representative with LPL Financial LLC. Travis has been in the financial services industry since 2000 and has worked for several firms including XCU Capital Corporation, Inc., LINSCO/PRIVATE LEDGER CORP. and Capstone Investments. Travis has a series of licenses including Series 7, 9, 10, 24, 63, 66, SIE and 99TO. Travis is registered with the state of California as an Investment Advisor Representative and Broker-Dealer. Travis is based in San Diego, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/26/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
09/19/2007 - 07/29/2011
CAPSTONE INVESTMENTS (SAN DIEGO CA)
CA
05/02/2006 - 08/31/2007
XCU CAPITAL CORPORATION, INC. (CARLSBAD CA)
CA
02/29/2000 - 04/27/2006
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
BOTH
Issued 04/25/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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