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Travis James Sousa

Citizens Securities, Inc.

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About Travis James Sousa

Travis James Sousa is a financial advisor registered with Citizens Securities, Inc. Travis is a registered investment advisor with over 18 years of experience in the financial services industry. Travis has passed the Series 7, Series 66, and SIE exams. Travis holds active licenses to operate in 13 states. Citizens Securities, Inc. is a registered investment advisor with more than 53,000 clients and manages over $9 billion in assets.

Firm Information

Travis Sousa is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Travis Sousa’s Registration & Firm History

MA

07/06/2022 - Present

Citizens Securities, Inc. (NEW BEDFORD MA)

RI

02/17/2009 - 02/09/2010

MML INVESTORS SERVICES, INC. (PROVIDENCE RI)

RI

07/11/2005 - 11/26/2008

AMERIPRISE FINANCIAL SERVICES, INC. (CRANSTON RI)

MN

07/11/2005 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 08/30/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Travis James Sousa.
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