Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis James Smith is a financial advisor with LPL Financial LLC. Travis has been in the financial services industry since 1992 and is registered with the state of Wyoming as an investment advisor representative and registered with the state of Texas as an investment advisor representative. Travis has a Series 6, 7, 24, 63 and 65 license and a SIE license. Travis has been employed with LINSCO Private Ledger since June 2005. Travis previously worked at RAYMOND JAMES FINANCIAL SERVICES, INC. in St. Petersburg, Florida. In addition to his financial advisor role, Travis also raises livestock on a small farm and has rental properties in Powell, Wyoming. Travis has been working with individuals, corporations, charitable organizations and pension and profit-sharing plans for more than 30 years. Travis is currently working from the Powell, Wyoming branch of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WY
08/07/2017 - Present
LPL Financial LLC (POWELL WY)
FL
01/04/1999 - 06/02/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
11/05/1993 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NJ
05/26/1992 - 11/08/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 07/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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