Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Game is a financial advisor who is currently registered with Robinhood Financial, LLC. He is also a registered principal and has a wide range of licenses and experience in the financial industry. Travis has been in the industry since 2008 and has worked at various firms, including TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., and Thinkorswim, Inc. Travis is currently licensed to provide securities and investment advisory services in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/13/2021 - Present
Robinhood Financial, LLC (Chicago IL)
IL
05/26/2010 - 09/24/2021
TD AMERITRADE, INC. (CHICAGO IL)
IL
12/22/2017 - 12/26/2019
TD AMERITRADE CLEARING, INC. (CHICAGO IL)
IL
03/26/2008 - 05/26/2010
THINKORSWIM, INC. (CHICAGO IL)
BC
Issued 03/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2021
Series 4 - Registered Options Principal Examination
BC
Issued 03/01/2012
Series 24 - General Securities Principal Examination
BC
Issued 06/28/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2006
Series 42 - Registered Options Representative Examination
Active
Inactive
F
FINRA
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