Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Caruso is a financial advisor with MML Investors Services, LLC based in NEW YORK, NY. Travis has been in the industry since 2007 and holds licenses for Series 6, 7, and 63 exams. Travis has experience with a wide range of financial services including asset allocation programs, financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Prior to joining MML Investors Services, LLC, Travis worked for Northwestern Mutual Investment Services, LLC, Park Avenue Securities LLC, Wells Fargo Advisors, J.P. Morgan Securities LLC, and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
01/29/2024 - Present
MML Investors Services, LLC (NEW YORK NY)
NY
01/17/2019 - 10/19/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
02/28/2017 - 12/20/2018
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
02/26/2014 - 12/01/2016
WELLS FARGO ADVISORS (NEW YORK NY)
NY
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/12/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
BC
Issued 10/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/11/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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