Unclaimed
Travis Jacob Pruit is a financial professional with over 20 years of experience in the industry. Travis is currently registered with MGI Funds Distributors, LLC in Oregon. Travis has passed the Series 3, 7, 24, 30, and 63 exams as well as the Securities Industry Essentials (SIE) Exam. Travis has worked previously with MMC Securities LLC in Massachusetts. Travis holds registrations in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OR
01/07/2020 - Present
MGI Funds Distributors, LLC (Portland OR)
MA
04/02/2015 - 12/31/2019
MMC SECURITIES LLC (BOSTON MA)
BC
Issued 12/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 06/29/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2015
Series 7 - General Securities Representative Examination
BC
Issued 10/30/2013
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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