Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis J. Thompson is a financial advisor with Wells Fargo Clearing Services, LLC. Travis has been working in the financial industry since 2001 and holds Series 7 and Series 66 licenses. Travis has a strong track record of providing financial advice to individuals, families, and businesses. Travis specializes in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/27/2020 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
10/01/2012 - 09/29/2020
J.P. MORGAN SECURITIES LLC (Katy TX)
TX
04/24/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (KATY TX)
TX
11/12/2004 - 03/08/2011
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
MA
09/11/2003 - 10/07/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
05/29/2003 - 08/07/2003
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
TX
03/15/2001 - 10/29/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 03/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Travis Thompson is the right advisor for you? Invested Better is here to help.
