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Travis J Lippmann

Spartan Capital Securities, LLC

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About Travis J Lippmann

Travis Lippmann is a financial professional with over 10 years of experience in the industry. Travis is currently registered with Spartan Capital Securities, LLC. Travis has previously held positions at JOSEPH STONE CAPITAL L.L.C., PRIMARY CAPITAL, LLC, NEWBRIDGE SECURITIES CORPORATION, MAXIM GROUP LLC, DAWSON JAMES SECURITIES, INC., COASTAL EQUITIES, INC., JOHN CARRIS INVESTMENTS LLC, GLOBAL ARENA CAPITAL CORP, and NATIONAL SECURITIES CORPORATION.

Firm Information

Travis Lippmann is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Travis Lippmann’s Registration & Firm History

NY

10/04/2021 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

04/02/2019 - 11/08/2021

JOSEPH STONE CAPITAL L.L.C. (NEW YORK NY)

NY

09/10/2021 - 10/01/2021

PRIMARY CAPITAL, LLC (NEW YORK NY)

NY

03/20/2017 - 04/08/2019

NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)

NY

09/15/2016 - 04/12/2017

MAXIM GROUP LLC (NEW YORK NY)

NY

07/28/2014 - 09/16/2016

DAWSON JAMES SECURITIES, INC. (NEW YORK NY)

NY

04/24/2014 - 08/06/2014

COASTAL EQUITIES, INC. (New York NY)

NJ

09/23/2013 - 05/23/2014

JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)

NY

05/14/2012 - 09/24/2013

GLOBAL ARENA CAPITAL CORP (NEW YORK NY)

NY

05/06/2011 - 05/08/2012

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Travis J Lippmann. Review regulatory record here.
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