Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Harris has been a registered representative in the securities industry since 2008 and is currently employed by Wells Fargo Clearing Services, LLC. Travis is licensed in multiple states and offers financial planning and investment consulting services to both individual and institutional clients. He has a strong background in the securities industry having also previously worked with Merrill Lynch and Fifth Third Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
09/28/2020 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
NC
06/23/2015 - 10/02/2020
FIFTH THIRD SECURITIES, INC. (RALEIGH NC)
NC
03/09/2010 - 06/08/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARY NC)
VA
05/15/2008 - 02/18/2010
EDWARD JONES (CHARLOTTESVILLE VA)
BOTH
Issued 05/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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