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Travis Ian Printz

Alps Distributors, Inc.

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About Travis Ian Printz

Travis Printz is a financial advisor with over 10 years of experience in the industry. He currently works at Alps Distributors, Inc., a firm based in New York, NY. Prior to joining Alps Distributors, Inc., Travis worked at MATRIX 360 DISTRIBUTORS, LLC, MATRIX CAPITAL GROUP, INC., UBS FINANCIAL SERVICES INC., HRC FUND ASSOCIATES, LLC, and QUASAR DISTRIBUTORS, LLC. Travis holds the Series 7, Series 63, and Series 66 licenses and the SIE exam. He is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide financial services in 51 states and the District of Columbia.

Firm Information

Travis Printz is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Travis Printz’s Registration & Firm History

NY

09/27/2018 - Present

Alps Distributors, Inc. (New York NY)

NY

03/14/2017 - 09/21/2018

MATRIX 360 DISTRIBUTORS, LLC (New York NY)

NY

01/30/2017 - 03/15/2017

MATRIX CAPITAL GROUP, INC. (New York NY)

NY

02/18/2013 - 12/31/2016

MATRIX CAPITAL GROUP, INC. (New York NY)

NJ

05/04/2011 - 12/05/2011

UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)

NY

07/28/2009 - 04/11/2011

HRC FUND ASSOCIATES, LLC (NEW YORK NY)

ME

11/17/2008 - 03/16/2009

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NJ

06/25/2007 - 03/25/2008

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 10/14/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/04/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Travis Ian Printz.
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