Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Grimm is a financial advisor with Western International Securities, Inc. Travis has been in the industry since 2011 and has experience with SCF Securities, Inc., Sorrento Pacific Financial, LLC, Next Financial Group, Inc., Cadaret, Grant & CO., Inc., and Cuso Financial Services, LP. Travis has a strong background in financial planning and portfolio management. Travis is also a registered representative with FINRA. Travis specializes in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/11/2021 - Present
Western International Securities, Inc. (PASADENA CA)
UT
11/04/2008 - 09/09/2009
ZIONS DIRECT, INC. (SALT LAKE CITY UT)
NY
11/01/2000 - 04/27/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
05/14/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
RI
02/26/1999 - 04/29/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 07/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/30/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/12/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/11/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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