Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis Corbin Smith is a financial advisor registered with LPL Financial LLC. Travis has over 23 years of experience in the financial services industry and has been registered with the state of Texas since 2000. Travis has a diverse background and has previously worked for CUSO FINANCIAL SERVICES, L.P., CUNA BROKERAGE SERVICES, INC., SWS FINANCIAL SERVICES, and PFS INVESTMENTS INC. Travis holds various licenses and certifications, including Series 6, 7, 26, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/18/2024 - Present
LPL Financial LLC (BAYTOWN TX)
TX
09/26/2016 - 01/17/2024
CUSO FINANCIAL SERVICES, L.P. (BAYTOWN TX)
OK
01/19/2007 - 09/26/2016
CUNA BROKERAGE SERVICES, INC. (MUSKOGEE OK)
TX
01/19/2006 - 01/12/2007
SWS FINANCIAL SERVICES (HOUSTON TX)
TX
06/12/2000 - 01/24/2006
PFS INVESTMENTS INC. (HOUSTON TX)
BOTH
Issued 04/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 06/09/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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