Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Travis? Claim Your ProfileTravis C Vongsawad is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Travis has been in the industry since August 2008, with experience in providing investment advice and financial planning services. Travis has successfully passed the Series 63, 66, and SIE exams, as well as the Series 7 exam, which demonstrates his knowledge of the financial services industry. Travis is also registered to provide investment advisory services in 33 states and the District of Columbia. Travis may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
UT
09/14/2012 - Present
Northwestern Mutual Investment Services, LLC (ST GEORGE UT)
BOTH
Issued 09/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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