Unclaimed
Travis C Jaggers is a financial advisor with Raymond James & Associates, Inc. in LOUISVILLE, KY. Travis Jaggers has been in the financial industry since March 30, 1999. Travis C Jaggers has been registered with Raymond James & Associates, Inc. since October 2014. Prior to that, Travis C Jaggers was registered with WELLS FARGO ADVISORS, LLC from November 4, 2005 to November 7, 2014 and MORGAN STANLEY DW INC. from March 31, 1999 to November 10, 2005. Travis Jaggers is licensed in 19 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
01/27/2016 - Present
Raymond James & Associates, Inc. (LOUISVILLE KY)
KY
11/04/2005 - 11/07/2014
WELLS FARGO ADVISORS, LLC (LOUISVILLE KY)
NY
03/31/1999 - 11/10/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/09/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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