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Travis Blue Smith

Delta Investment Management, LLC

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About Travis Blue Smith

Travis Blue Smith is a financial advisor with Delta Investment Management, LLC. Travis has been in the industry since 2006 and is a registered representative in South Carolina. Travis has experience with a variety of financial services, including portfolio management for individuals and financial planning. Travis holds the Series 7 and Series 66 licenses. Prior to joining Delta Investment Management, LLC, Travis worked at J.W. COLE FINANCIAL, INC., LINCOLN FINANCIAL SECURITIES CORPORATION, H.D. VEST INVESTMENT SERVICES, WACHOVIA SECURITIES, LLC, and A. G. EDWARDS & SONS, INC.. Travis also works with NorthStar Financial & Retirement Planning Services.

Firm Information

Travis Smith is currently registered with Delta Investment Management, LLC. Delta Investment Management, LLC is a San Francisco, California-based Registered Investment Advisor that manages over $628 million in assets for over 2,100 clients. The firm offers financial planning and portfolio management services to individuals and charitable organizations. They specialize in working with high-net-worth individuals and individuals other than high-net-worth.
Delta Investment Management, LLC

708 MONTGOMERY STREET

SAN FRANCISCO, CA 94111

$628.86M

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Travis Smith’s Registration & Firm History

SC

01/01/2025 - Present

Delta Investment Management, LLC (Greenville SC)

SC

01/04/2010 - 11/12/2010

J.W. COLE FINANCIAL, INC. (GREER SC)

SC

05/05/2008 - 08/20/2009

LINCOLN FINANCIAL SECURITIES CORPORATION (GREENVILLE SC)

SC

04/11/2008 - 06/03/2008

H.D. VEST INVESTMENT SERVICES (GREENVILLE SC)

SC

01/01/2008 - 04/14/2008

WACHOVIA SECURITIES, LLC (GREENVILLE SC)

SC

11/13/2006 - 01/03/2008

A. G. EDWARDS & SONS, INC. (GREENVILLE SC)

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Licenses & Designations

BOTH

Issued 11/24/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/10/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Travis Blue Smith.
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