Unclaimed
Travis Anthony Haba is a financial professional with over 15 years of experience in the industry. Travis is currently registered with Fidelity Brokerage Services LLC and is licensed to provide securities and investment advisory services in all 50 states and the District of Columbia. Previously, Travis was registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Travis holds the Series 7, Series 63, Series 99TO, and SIE licenses. Travis is committed to providing clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/24/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
09/28/2012 - 01/31/2022
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
09/07/2007 - 09/04/2012
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 05/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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